Regulation Best Interest

SEC’s Regulation Best Interest (Reg BI) mean

SEC’s Regulation Best Interest (Reg BI) – Lori Kamen Featured in Real Assets Advisers

Concorde’s Chief Compliance Officer, Lori Kamen participated in the Real Assets Adviser Roundtable: What does the SEC’s Regulation Best Interest (Reg BI) mean — for better or worse — to the private wealth industry? Lori Kamen, chief compliance officer, Concorde Investment Services The regulation was designed to enhance the quality and transparency of retail investors’