Real Assets Adviser

SEC’s Regulation Best Interest (Reg BI) mean

SEC’s Regulation Best Interest (Reg BI) – Lori Kamen Featured in Real Assets Advisers

Concorde’s Chief Compliance Officer, Lori Kamen participated in the Real Assets Adviser Roundtable: What does the SEC’s Regulation Best Interest (Reg BI) mean — for better or worse — to the private wealth industry? Lori Kamen, chief compliance officer, Concorde Investment Services The regulation was designed to enhance the quality and transparency of retail investors’

Concorde Investment Services CEO Discusses the Rise of Family Offices

A March 2017 article in The Wall Street Journal described the family office as an investment phenomenon. Indeed, the story referred to the co-investment practices of 15 of the United States’ wealthiest families ultimately growing into a network of 150 high-net-worth families. Family offices are what the article describes as “disruptive force” entities that are being “set