Lori Kamen

SEC’s Regulation Best Interest (Reg BI) mean

SEC’s Regulation Best Interest (Reg BI) – Lori Kamen Featured in Real Assets Advisers

Concorde’s Chief Compliance Officer, Lori Kamen participated in the Real Assets Adviser Roundtable: What does the SEC’s Regulation Best Interest (Reg BI) mean — for better or worse — to the private wealth industry? Lori Kamen, chief compliance officer, Concorde Investment Services The regulation was designed to enhance the quality and transparency of retail investors’

concorde team

Concorde Investment Services Announces Two New Additions to Expanding Team of Industry Leading Professionals

Seasoned veteran Lori Kamen joins as Chief Compliance Officer and Melissa Shrimpton named operations manager             LIVONIA, Mich., Jan. 6, 2020—Concorde Holdings, a nationally recognized private firm offering a full spectrum of services and support for financial professionals through its three lines of business (Concorde Investment Services, Concorde Asset Management and