SEC’s Regulation Best Interest (Reg BI) mean

SEC’s Regulation Best Interest (Reg BI) – Lori Kamen Featured in Real Assets Advisers

Concorde’s Chief Compliance Officer, Lori Kamen participated in the Real Assets Adviser Roundtable: What does the SEC’s Regulation Best Interest (Reg BI) mean — for better or worse — to the private wealth industry? Lori Kamen, chief compliance officer, Concorde Investment Services The regulation was designed to enhance the quality and transparency of retail investors’

CONCORDE INVESTMENT SERVICES RECOGNIZED AMONG 2020 BEST PLACES TO WORK FOR FINANCIAL ADVISORS BY INVESTMENTNEWS

Concorde Investment Services Recognized Among 2020 Best Places to Work for Financial Advisers by InvestmentNews

LIVONIA, Mich., April 27, 2020 – Concorde Investment Services (Concorde), a nationally recognized private firm offering a full spectrum of services and support for financial professionals, announced today that the firm has been recognized by InvestmentNews as a 2020 Best Place to Work for Financial Advisers. Concorde Holdings president and CEO Jason Kavanaugh made the

cybersecurity financial professionals

Cybersecurity in 2020 for Financial Firms

Cybersecurity in 2020 First off, Happy 2020 Everyone! New Year, New Abbreviation! Many of you may have heard about the warning of abbreviating 2020. Abbreviating 2020 could leave you vulnerable to fraud due to the fact that any number can be added after 20. An example is if you wrote 2/16/20, someone could make it