Senior Securities Trader
Stephen is a graduate of the University of Detroit with a Bachelor of Science in Business Administration, and has over 25 years of experience in the Financial Services industry, holding the Series 4, 7, 24, 55, and 63. He began his trading career in 1986 working on the floor of the Chicago Board Options Exchange where he worked as a runner and a phone clerk for Adler Coleman. His duties included placing trades and reporting executions to clients as well as trade clearing and billing.
In 1987, Stephen took a position with OLDE Discount as an Agency Equity and Options Trader, where he experienced the crash of 1987 firsthand during his tenure. From 1993 to 2009, he worked for OLDE Discount (H&R Block Financial Advisors, Ameriprise Financial) as an Agency Trader for listed equities and options as well as a Principal Trader in NYSE listed stocks, where Stephen lead the Best Execution Committee and participated on the Errors and Omissions Committee.
Stephen joined Concorde Investment Services as the Senior Securities Trader, responsible for executing the firm’s securities orders and the operations of the trading desk.