Shannon serves as the AML/Compliance Principal for Concorde Investment Services. She has been with Concorde in various compliance capacities since 2013. Responsibilities include AML reviews and reporting, as well as numerous reviews ensuring compliance among the firm.
Shannon began her compliance career in 2000 with Munder Capital Management as a Compliance Administrator. During her 7 years at Munder, she was responsible for enforcing the firm’s Code of Ethics, mutual fund and institutional suitability, advertising review and various compliance reporting.
Shannon graduated from Eastern Michigan University and holds a Series 7 and 24 licenses. She resides in Michigan with her husband and three children.