Benjamin Kent
Compliance Analyst
Ben is a Compliance Analyst at Concorde, responsible for assisting the Compliance and Advertising departments to adhere to FINRA and SEC guidelines. He has completed the SIE (Securities Industry Essentials), Series 7 (General Securities Representative) and Series 24 licenses (General Securities Principal).
Ben graduated from Chapman University with Magna Cum Laude honors with a BS in Business Administration, an Economics minor, and a Finance emphasis. His hobbies include fitness, nutrition, and sports analytics. He is also an outdoor enthusiast and volunteers coaching basketball kids in the summer.