Advertising Compliance Analyst
As Advertising Compliance Analyst of Concorde Investment Services, Lori brings 8 years of financial industry experience with a focus on communications regulation. Prior, Lori spent multiple years at Munder Capital Management as a Compliance Administrator for numerous mutual fund and institutional products. She worked closely with the marketing and legal departments, as well as upper management and registered representatives to ensure all communications were meeting FINRA and SEC standards.
Lori attended Purdue University in West Lafayette, IN and holds a Bachelors degree in Economics. She also has a background in paralegal studies and completed the program at National Paralegal College. Lori resides in the Chicago suburbs with her husband and their son.