Janette Ash

janette-ash

Janette Ash

Compliance Administrator

 

As Compliance Administrator of Concorde Investment Services, Janette brings over 30 years’ experience within the finance industry.  She worked throughout the back office operational departments advancing to the Operations Manager position with Prudential.  She then moved over to Morgan Stanley Smith Barney where she was a Sr. Financial Sales Assistant for 17 years.

Most recently, she held the position of Compliance Analyst, for the Code of Ethics, with Munder Capital Management in Birmingham, Michigan.  She monitored employee personal trading and prepared filings for the SEC.  She worked closely with upper management and the Legal Department.